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Latest Industry News & Analysis
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Ex-SEC Chief Sees Growing Imposition of Foreign Laws on U.S. Advisers (and Vice Versa)
By Dan Macy Former SEC Chairman Harvey L. Pitt does not mince words. His opening remarks at the Investment Adviser Association’s annual compliance...
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Lew Sworn in as Treasury Secretary
Although President Obama’s choice to head the U.S. Treasury faced criticism and tough questioning in Congress about his role at a unit of Citigroup in...
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LEI to Become System for Monitoring OTC Derivatives Transactions Worldwide
By Dan Macy A clearer picture of how over-the-counter derivatives will be regulated on a global level is coming together. Financial regulators in the...
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